Qualifications and Experience

I have been working in the investment industry since 1999. I have been an indpendent advisor with LPL since July 2012. For nine years, before starting my private practice, I worked closely with some of the largest employers in the Santa Fe and surrounding areas. I became very familiar with their retirement plans and associated benefits.

The CFP® , ChFC® and CRPC® designations require extensive educational training and continuing education.

Additionally, the CFP®, ChFC®, and CRPC® designations demand high fiduciary standards and professional and ethical conduct.  

As an LPL advisor, I strive to hold myself to the fiduciary standard in every aspect of my business. 

 

CFP® designation

ChFC® designation

CRPC®designation

Investment Company Products/Variable Contracts Limited Representative - (Series 6)*

General Securities Representative - (Series 7)*

Uniform Securities Agent State Law Examination - (Series 63) (NASAA)*

Uniform Investment Adviser Law Examination - (Series 65) (NASAA)*

Insurance Licenses:

New Mexico Life, Accident and Health and Variable Contracts

*Securities Registrations are held with LPL Financial

You can confirm any advisor's licensing, credentials and discpiline history through the Financial Industry Regulatory Authority by visiting the "broker check" option on the FINRA website:  http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm